Tag: unregistered broker

The EB-5 immigration program was designed to encourage wealthy foreign nationals to immigrate to the U.S. and invest in the country. Under the program a foreign national can secure a green card by investing at least $500,000 to $1 million …

Ninth Circuit Affirms Ruling For SEC in EB-5 Case Read More »

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The Commission ended last week with the filing of a case against an issuer in the plant extract business and its controlling shareholder centered on the sale of unregistered shares to three individuals and errors in company filings about the …

Commission Files Two Unregistered Broker Cases Read More »

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