Tag: Volker Rule

This week the jury began deliberations in the Robert Allen Stanford Ponzi scheme case without hearing from Mr. Stanford despite promises to the contrary from defense counsel at the beginning of the trial. Granger announced an SEC FCPA probe centered …

THIS WEEK IN SECURITIES LITIGATION (Week ending March 2, 2012) Read More »

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Each year at the program “SEC Speaks,” the Commission’s and staff gather to discuss recent events at the agency and future directions. Comments by the Commissioners this year recapped past events and raised important issues for future discussion. Chairman Schapiro …

THE COMMISSIONERS SPEAK AT SEC SPEAKS Read More »

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